Wong, Mellissa 王蓉慈

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2004-05-11 2004-12-15
2 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2014-10-08 2017-03-30
3 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2014-10-08 2016-10-13
4 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2004-12-15 2007-04-04
GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep 2007-05-15 2008-04-15
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep 2008-06-13 2012-07-11
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2014-10-08 2017-03-30
5 Citigroup Global Markets Asia Limited Rep Dealing in securities 2004-05-11 2007-04-04
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep 2004-05-11 2005-08-15
GOLDMAN SACHS (ASIA) L.L.C. Rep 2007-05-15 2008-04-15
Citigroup Global Markets Asia Limited Rep 2008-06-13 2012-07-11
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep 2008-06-13 2012-07-11
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2014-10-08 2016-10-13
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Rep 2018-02-08

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