Wu, Yi Cheng 吳一正

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2011-06-21 2015-09-18
Rep Dealing in securities 2011-06-21 2015-09-18
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2011-06-21 2012-01-31
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2015-10-14 2017-08-05
Rep Dealing in securities 2015-10-14 2017-08-05

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