Tam, Yuen Mei 譚婉薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-03-16 | 2004-08-06 | Rep | Advising on securities | 2004-03-16 | 2004-08-06 | Rep | Asset management | 2004-03-16 | 2004-08-06 | RO | Advising on futures contracts | 2004-08-06 | 2011-02-01 | RO | Advising on securities | 2004-08-06 | 2012-04-01 | RO | Asset management | 2004-08-06 | 2012-04-01 | RO | Dealing in securities | 2008-12-31 | 2012-04-01 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2012-05-25 |
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