Tam, Pui Chi (SFC:AFT247) 譚佩芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | APC PARTNERS LIMITED | Rep | Advising on securities | 2018-08-14 | 2021-02-03 | Rep | Asset management | 2018-08-14 | 2021-02-03 | RO | Advising on securities | 2021-02-03 | RO | Asset management | 2021-02-03 |
| 2 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Asset management | 2004-03-18 | Rep | Advising on corporate finance | 2006-06-07 | Rep | Advising on securities | 2006-06-07 | RO | Advising on corporate finance | 2006-06-07 | 2008-06-01 | RO | Advising on securities | 2006-06-07 | 2008-06-01 | Rep | Advising on corporate finance | 2008-06-01 | 2011-09-22 | Rep | Advising on securities | 2008-06-01 | 2011-09-22 | Rep | Asset management | 2011-09-22 | 2013-06-29 | RO | Advising on corporate finance | 2011-09-22 | 2013-06-29 | RO | Advising on securities | 2011-09-22 | 2013-06-29 |
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