Bird, John David (SFC:AKY461)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-19 | 2005-02-01 | RO | Dealing in futures contracts | 2005-02-01 | 2015-03-28 | RO | Advising on futures contracts | 2007-03-07 | 2015-03-28 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2004-12-29 | 2005-02-01 | Rep | Dealing in securities | 2004-12-29 | 2005-02-01 | RO | Advising on securities | 2005-02-01 | 2012-02-27 | RO | Dealing in securities | 2005-02-01 | 2012-02-27 | Rep | Advising on securities | 2012-02-27 | 2015-03-28 | Rep | Dealing in securities | 2012-02-27 | 2015-03-28 |
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