Lam, Don Ting 林挺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Advising on futures contracts | 2004-05-03 | Rep | Asset management | 2004-05-03 | Rep | Dealing in futures contracts | 2014-07-10 | RO | Dealing in futures contracts | 2014-07-10 | 2015-11-20 | RO | Advising on futures contracts | 2015-06-03 | 2015-11-20 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2006-09-14 | 2015-11-20 |
| 3 | CVP Securities Limited | Rep | Dealing in futures contracts | 2015-12-14 | 2016-01-22 | Rep | Dealing in securities | 2015-12-14 | 2017-05-27 | RO | Dealing in futures contracts | 2016-01-22 | 2017-05-27 |
| 4 | Eddid Securities and Futures Limited | RO | Advising on futures contracts | 2017-09-19 | 2022-01-14 | RO | Dealing in futures contracts | 2017-09-19 | 2022-01-14 | RO | Advising on securities | 2018-08-21 | 2022-01-14 | RO | Dealing in securities | 2018-08-21 | 2022-01-14 |
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