Bradley, Edmund Hugh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | RO | Advising on corporate finance | 2004-08-17 | RO | Asset management | 2004-08-17 | RO | Advising on securities | 2019-04-16 | RO | Dealing in securities | 2019-04-16 | RO | Automated trading services | 2013-07-09 | 2017-05-10 |
| 2 | CLSA RESEARCH LIMITED | RO | Advising on securities | 2014-06-18 | |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2019-09-13 | 2020-02-11 | RO | Advising on securities | 2020-02-11 |
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