Wan, Sandy San Ming 萬三敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2003-09-17 | 2013-10-31 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2020-01-13 | 2023-05-31 | Rep | Advising on corporate finance | 2020-02-24 | 2023-05-31 | Rep | Advising on securities | 2020-02-24 | 2023-05-31 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2018-04-09 | 2019-10-29 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-10-03 | 2018-04-04 |
| 5 | Micro Connect (H.K.) Investment Management Limited | Rep | Advising on securities | 2023-09-11 | Rep | Asset management | 2023-10-30 |
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