Chu, Tien 朱恬

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA RESEARCH LIMITED Rep Advising on securities 2007-05-18 2012-11-30
2 MIB SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2019-04-12 2021-03-31
Rep Dealing in securities 2019-04-12 2021-03-31
3 Wisdom Asset Management Limited (HK) Rep Advising on securities 2017-12-19 2019-03-07
Rep Asset management 2017-12-19 2019-03-07
Rep Dealing in securities 2017-12-19 2019-03-07

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