Chu, Tien 朱恬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-05-18 | 2012-11-30 |
2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-04-12 | 2021-03-31 | Rep | Dealing in securities | 2019-04-12 | 2021-03-31 |
3 | Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2017-12-19 | 2019-03-07 | Rep | Asset management | 2017-12-19 | 2019-03-07 | Rep | Dealing in securities | 2017-12-19 | 2019-03-07 |
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