Lu, Kuen-Lin 呂昆霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2009-01-02 | 2012-11-01 | CLSA LIMITED | Rep | 2012-11-01 | 2013-10-24 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2019-01-11 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2019-01-11 |
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