Man, Kon Sum 文幹森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2003-08-25 | 2004-08-09 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2003-08-25 | 2004-08-09 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2011-06-10 | 2017-02-22 | RO | Advising on securities | 2016-09-28 | 2021-04-28 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2006-02-17 | 2006-04-29 |
| 5 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on securities | 2006-06-28 | 2010-01-01 |
| 6 | KGI ASIA LIMITED | Rep | Advising on securities | 2010-01-13 | 2011-05-04 |
| 7 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2004-10-15 | 2005-07-08 |
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