Soong, Gary Yuk Lun 宋煜麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AEM ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-03-26 | 2018-06-30 |
| 2 | AEM INVESTMENT SERVICES LIMITED | RO | Advising on securities | 2018-04-20 | 2018-06-30 | RO | Dealing in securities | 2018-04-20 | 2018-06-30 |
| 3 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2009-05-21 | 2015-03-17 |
| 4 | D&R International Capital Management (Hong Kong) Limited | RO | Advising on securities | 2018-07-31 | 2019-03-31 | RO | Asset management | 2018-07-31 | 2019-03-31 | RO | Dealing in securities | 2018-07-31 | 2019-03-31 |
| 5 | FIVE STATES CAPITAL RESOURCES LIMITED | RO | Advising on securities | 2016-11-09 | 2017-01-27 | RO | Asset management | 2016-11-09 | 2017-01-27 |
| 6 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2004-06-04 | 2007-03-30 |
| 7 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2007-09-04 | 2015-02-02 | Rep | Advising on securities | 2007-10-04 | 2016-10-31 | Rep | Asset management | 2014-12-17 | 2016-10-31 | RO | Dealing in securities | 2015-02-02 | 2016-10-31 |
| 8 | Protocol Asset Management (HK) Limited | RO | Asset management | 2021-02-22 | 2021-07-31 |
| 9 | Saining Capital Management Company Limited | RO | Advising on securities | 2019-09-18 | 2020-06-30 | RO | Asset management | 2019-09-18 | 2020-06-30 |
| 10 | VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-10-05 | RO | Asset management | 2021-10-05 |
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