Suen, Kin Pong 孫建邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-18 | Rep | Advising on securities | 2003-04-18 | Rep | Asset management | 2003-04-18 | Rep | Automated trading services | 2003-04-18 | Rep | Dealing in securities | 2003-04-18 | Rep | Dealing in securities | 2011-01-17 | 2014-06-16 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-18 | Rep | Asset management | 2003-04-18 | Rep | Dealing in futures contracts | 2003-04-18 | Rep | Dealing in futures contracts | 2011-06-21 | 2014-06-16 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-18 | Rep | Advising on securities | 2003-04-18 | Rep | Asset management | 2003-04-18 | Rep | Automated trading services | 2003-04-18 | Rep | Dealing in securities | 2003-04-18 | Rep | Dealing in securities | 2011-01-17 | 2014-06-16 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-06-26 | 2016-12-29 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-06-26 | 2016-12-29 |
| 6 | QUASAR SECURITIES CO., LIMITED | RO | Dealing in securities | 2017-01-06 | 2017-10-03 | Rep | Dealing in securities | 2017-10-23 | 2018-06-27 |
| 7 | RICHE BRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2018-07-17 | 2020-04-01 |
| 8 | Seeds International Asset Management Limited | RO | Advising on securities | 2020-06-16 | RO | Asset management | 2020-06-16 |
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