Wong, Sheh Yung 王錫勇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA SOUTHERN SECURITIES LIMITED | RO | Advising on securities | 2017-12-12 | 2024-04-30 | RO | Dealing in securities | 2017-12-12 | 2024-04-30 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-13 | 2013-08-09 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-13 | 2013-08-09 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-13 | 2013-08-09 |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2007-11-13 | 2008-06-29 | Rep | Dealing in securities | 2007-11-13 | 2008-06-29 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-08-23 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2017-12-05 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-23 | 2017-12-05 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-05-18 | 2007-09-07 | Rep | Leveraged foreign exchange trading | 2005-05-18 | 2007-09-07 | Rep | Dealing in futures contracts | 2008-07-08 | 2009-05-01 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-05-18 | 2007-09-07 | Rep | Dealing in securities | 2008-07-08 | 2009-05-01 |
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