Chow, Wai Shan (SFC:AXP014) 周偉山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-08-11 | 2014-06-27 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-09-21 | 2014-06-27 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-08-11 | 2014-06-27 |
| 4 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2018-09-26 | 2022-08-31 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-07-03 | 2018-09-21 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-07-03 | 2018-09-21 |
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