Lee, Donald Sang
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2010-02-19 | 2011-07-11 | Rep | Dealing in securities | 2010-02-19 | 2011-07-11 | Rep | Dealing in futures contracts | 2010-02-19 | 2013-08-22 | RO | Automated trading services | 2011-07-11 | 2013-11-01 | RO | Dealing in securities | 2011-07-11 | 2017-04-01 | RO | Dealing in futures contracts | 2013-08-22 | 2017-04-01 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-08-27 | 2011-07-11 | RO | Dealing in securities | 2011-07-11 | 2017-04-01 | RO | Automated trading services | 2013-07-30 | 2017-04-01 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Automated trading services | 2019-04-08 | 2019-09-13 | Rep | Dealing in futures contracts | 2019-04-08 | 2019-09-13 | Rep | Dealing in securities | 2019-04-08 | 2019-09-13 |
| 4 | Meraki Global Advisors (HK) Limited | RO | Dealing in futures contracts | 2022-04-21 | RO | Dealing in securities | 2022-04-21 |
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