Naqvi, Syed Ali Raza (SFC:AIZ646)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2021-06-04 | 2023-12-11 | RO | Advising on securities | 2023-12-11 |
| 2 | ALETHEIA TECHNOLOGIES LIMITED | Rep | Advising on securities | 2018-07-25 | 2019-01-04 | RO | Advising on securities | 2019-01-04 | 2021-06-02 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2003-06-02 | 2005-06-02 | RO | Advising on securities | 2005-06-02 | 2017-08-16 | Rep | Dealing in securities | 2010-11-03 | 2011-11-23 | Rep | Automated trading services | 2010-11-03 | 2013-11-01 | Rep | Dealing in futures contracts | 2010-11-03 | 2016-12-09 | RO | Dealing in securities | 2011-11-23 | 2017-08-16 | RO | Dealing in futures contracts | 2016-12-09 | 2017-08-16 | Rep | Advising on securities | 2017-08-16 | 2018-02-16 | Rep | Dealing in futures contracts | 2017-08-16 | 2018-02-16 | Rep | Dealing in securities | 2017-08-16 | 2018-02-16 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | RO | Advising on securities | 2013-04-10 | 2013-08-09 |
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