Armstrong, Derek Noel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-04 | 2004-09-16 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2003-07-04 | 2004-09-16 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-11 | 2007-03-31 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-10-11 | 2007-03-31 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-04-13 | 2016-09-07 |
| 6 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-13 | 2016-09-07 |
| 7 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2007-05-22 | 2016-09-07 |
| 8 | Credit Suisse (Hong Kong) Limited | RO | Advising on corporate finance | 2016-09-07 | 2023-03-17 |
| 9 | Credit Suisse (Hong Kong) Limited | RO | Advising on securities | 2016-09-07 | 2023-03-17 |
| 10 | Credit Suisse (Hong Kong) Limited | RO | Dealing in securities | 2016-09-07 | 2023-03-17 |
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