Chui, King Wai 徐經緯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-06-15 | 2010-02-24 | Rep | Advising on corporate finance | 2009-07-22 | 2010-02-24 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-15 | 2010-02-24 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-05-19 | 2016-02-16 | Rep | Advising on securities | 2010-05-19 | 2016-02-16 | Rep | Dealing in securities | 2010-05-19 | 2016-02-16 | RO | Advising on corporate finance | 2016-02-16 | 2022-11-18 | RO | Advising on securities | 2016-02-16 | 2022-11-18 | RO | Dealing in securities | 2016-02-16 | 2022-11-18 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-04-13 | Rep | Advising on securities | 2004-04-13 | Rep | Asset management | 2004-04-13 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-05-13 | 2008-12-11 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2023-04-27 | 2023-08-17 | Rep | Advising on securities | 2023-04-27 | 2023-08-17 | Rep | Dealing in securities | 2023-04-27 | 2023-08-17 | RO | Advising on corporate finance | 2023-08-17 | RO | Advising on securities | 2023-08-17 | RO | Dealing in securities | 2023-08-17 |
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