Chui, King Wai 徐經緯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2023-08-17 | |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2023-08-17 | |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in securities | 2023-08-17 | |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-04-13 | |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on securities | 2004-04-13 | |
| 6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | 2004-04-13 | |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-05-13 | 2008-12-11 |
| 8 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-06-15 | 2010-02-24 |
| 9 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-15 | 2010-02-24 |
| 10 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2009-07-22 | 2010-02-24 |
| 11 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-05-19 | 2016-02-16 |
| 12 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-05-19 | 2016-02-16 |
| 13 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-05-19 | 2016-02-16 |
| 14 | Credit Suisse (Hong Kong) Limited | RO | Advising on corporate finance | 2016-02-16 | 2022-11-18 |
| 15 | Credit Suisse (Hong Kong) Limited | RO | Advising on securities | 2016-02-16 | 2022-11-18 |
| 16 | Credit Suisse (Hong Kong) Limited | RO | Dealing in securities | 2016-02-16 | 2022-11-18 |
| 17 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2023-04-27 | 2023-08-17 |
| 18 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2023-04-27 | 2023-08-17 |
| 19 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-04-27 | 2023-08-17 |
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