Clark, Kelly Kent
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2020-09-16 | |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2020-09-16 | |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-09-16 | |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-16 | |
| 5 | Citadel Asia Limited | Rep | Asset management | 2008-08-12 | 2009-01-19 |
| 6 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2009-11-24 | 2012-02-16 |
| 7 | Balyasny Asset Management (Hong Kong) Limited | Rep | Asset management | 2012-02-27 | 2018-02-12 |
| 8 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2018-03-20 | 2018-05-25 |
| 9 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2018-04-04 | 2018-05-25 |
| 10 | FIL Investment Advisors | Rep | Asset management | 2018-03-20 | 2020-07-31 |
| 11 | FIL Investment Management (Hong Kong) Limited | RO | Asset management | 2018-05-25 | 2020-07-31 |
| 12 | FIL Investment Management (Hong Kong) Limited | RO | Dealing in securities | 2018-05-25 | 2020-07-31 |
| 13 | FIL Investment Management (Hong Kong) Limited | RO | Dealing in futures contracts | 2019-05-30 | 2020-07-31 |
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