Gupta, Manas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-07-07 | 2012-11-16 | Rep | Dealing in futures contracts | 2011-07-07 | 2012-11-16 | Rep | Dealing in securities | 2011-07-07 | 2012-11-16 | Rep | Advising on securities | 2012-09-05 | 2012-11-16 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-07-07 | 2012-11-16 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2013-05-07 | 2014-09-04 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2015-01-02 | 2015-10-27 | Rep | Advising on securities | 2015-01-02 | 2015-10-27 | Rep | Dealing in futures contracts | 2015-01-02 | 2015-10-27 | Rep | Dealing in securities | 2015-01-02 | 2015-10-27 |
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