Kim, Hyung Joon (SFC:AQU597)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2008-04-14 | 2008-06-30 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-08-04 | 2013-11-01 | Rep | Dealing in futures contracts | 2009-08-04 | 2017-08-01 | Rep | Dealing in securities | 2009-08-04 | 2017-08-01 | Rep | Asset management | 2016-11-09 | 2017-08-01 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2009-08-04 | 2016-10-28 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-07-30 | 2009-07-08 | Rep | Automated trading services | 2008-09-12 | 2009-07-08 | Rep | Dealing in futures contracts | 2008-09-12 | 2009-07-08 |
| 5 | Y-Intercept (Hong Kong) Limited | RO | Asset management | 2018-12-14 |
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