Lam, Ashley Chit Fai 林皙暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2005-06-01 | 2006-10-28 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-17 | 2023-11-13 | Rep | Automated trading services | 2008-11-05 | 2013-11-01 | Rep | Dealing in futures contracts | 2008-11-05 | 2023-11-13 | Rep | Advising on securities | 2009-12-29 | 2015-11-19 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-04-17 | 2008-11-24 | Rep | Automated trading services | 2007-04-25 | 2008-11-24 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-17 | 2023-11-13 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-11-27 | 2007-03-17 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-11-27 | 2007-03-17 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-15 | 2007-03-17 |
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