Lau, Jason Wing Yiu 劉永耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2010-05-04 | 2011-10-13 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-10-10 | 2008-08-16 | Credit Suisse (Hong Kong) Limited | Rep | 2010-05-04 | 2011-10-13 | BOCOM International Securities Limited | Rep | 2012-01-26 | 2014-08-16 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-10-10 | 2008-08-16 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2007-10-10 | 2008-08-16 | Credit Suisse (Hong Kong) Limited | Rep | 2010-05-04 | 2011-10-13 | Credit Suisse Securities (Hong Kong) Limited | Rep | 2010-05-04 | 2011-10-13 | BOCOM International Securities Limited | Rep | 2012-01-26 | 2014-08-16 |
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