Luo, Xuan (SFC:AQS758) 羅烜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-10-17 | 2020-07-06 | Rep | Dealing in securities | 2017-10-17 | 2020-07-06 | RO | Dealing in futures contracts | 2020-07-06 | 2021-06-04 | RO | Dealing in securities | 2020-07-06 | 2021-06-04 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-04-01 | 2016-04-13 | Rep | Automated trading services | 2008-11-06 | 2013-11-01 | Rep | Dealing in futures contracts | 2008-11-06 | 2016-04-13 | Rep | Advising on securities | 2012-09-05 | 2016-04-13 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2008-04-01 | 2008-11-24 | Rep | Dealing in futures contracts | 2008-04-01 | 2008-11-24 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-04-01 | 2016-04-13 |
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