Shi, Stacy Yi 石怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on corporate finance | 2003-04-10 | Rep | Advising on securities | 2003-04-10 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-04-29 | 2016-04-27 | Rep | Dealing in futures contracts | 2015-12-21 | 2017-08-23 | RO | Dealing in securities | 2016-04-27 | 2017-08-23 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-04-29 | 2013-10-30 | Rep | Dealing in securities | 2015-12-21 | 2017-08-23 |
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