Tan, David Ye Hin 陳毅衡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2008-05-23 | 2010-07-17 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-08-27 | 2013-01-01 | Rep | Advising on securities | 2010-08-27 | 2013-01-01 | Rep | Dealing in securities | 2010-08-27 | 2013-01-01 |
| 3 | FRONTIER CAPITAL INVESTMENT LIMITED | Rep | Advising on corporate finance | 2014-01-14 | 2014-02-13 | Rep | Advising on securities | 2014-01-14 | 2014-02-13 | Rep | Dealing in securities | 2014-01-14 | 2014-02-13 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-03-05 | 2014-04-17 | RO | Advising on corporate finance | 2014-04-17 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-03-05 | 2014-04-17 | Rep | Dealing in securities | 2014-03-05 | 2014-04-17 | RO | Advising on securities | 2014-04-17 | RO | Dealing in securities | 2014-04-17 |
| 6 | Shang International Finance Limited | Rep | Advising on corporate finance | 2007-04-01 | Rep | Advising on securities | 2007-04-01 | Rep | Asset management | 2007-04-01 | Rep | Dealing in securities | 2007-04-01 |
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