Wu, Jian (SFC:AUS973) 吳建
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2010-02-17 | 2011-05-26 | Rep | Dealing in securities | 2010-02-17 | 2011-05-26 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2010-02-17 | 2011-05-26 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2014-01-29 | 2015-07-07 | Rep | Dealing in securities | 2014-01-29 | 2015-07-07 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2011-06-08 | 2013-03-01 | Rep | Dealing in securities | 2011-06-08 | 2013-03-01 |
| 5 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-08-14 | 2020-11-20 | Rep | Dealing in securities | 2015-08-14 | 2020-11-20 | Rep | Advising on securities | 2018-10-30 | 2020-11-20 |
| 6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-22 | 2020-11-20 |
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