Yeo, Keng Chun 楊慶春
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-06-15 | 2016-10-31 | Rep | Dealing in futures contracts | 2015-06-15 | 2016-10-31 | Rep | Dealing in securities | 2015-06-15 | 2016-10-31 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-11-08 | 2018-07-20 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2016-11-08 | 2018-07-20 | Rep | Dealing in securities | 2016-11-08 | 2018-07-20 | Rep | Dealing in futures contracts | 2017-09-20 | 2018-07-20 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2014-09-26 | Rep | Dealing in futures contracts | 2012-04-19 | 2014-09-26 |
| 5 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2008-04-08 | 2014-09-26 | Rep | Dealing in futures contracts | 2008-07-03 | 2014-09-26 |
| 6 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-05 | |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-05 | 2022-07-11 | Rep | Dealing in securities | 2018-10-05 | 2022-07-11 | RO | Advising on securities | 2022-07-11 | RO | Dealing in futures contracts | 2022-07-11 | RO | Dealing in securities | 2022-07-11 |
| 8 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-07-04 | 2010-11-20 |
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