Yiu, Ka Hing 姚嘉興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Vered Securities Limited | Rep | Dealing in securities | 2016-11-17 | 2017-09-08 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2011-01-14 | 2016-09-13 | Rep | Dealing in securities | 2011-01-14 | 2016-09-13 |
| 3 | Oppenheimer Investments Asia Limited | Rep | Advising on corporate finance | 2010-10-08 | 2010-10-15 |
| 4 | Yonghe Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-12-04 | 2021-11-04 | Rep | Asset management | 2019-12-04 | 2021-11-04 | RO | Advising on securities | 2021-11-04 | RO | Asset management | 2021-11-04 |
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