Kung, Shirley Suet Lai 龔雪麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-11-06 | 2010-10-04 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-06 | 2010-10-04 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-12 | 2012-09-14 | Rep | Dealing in futures contracts | 2012-06-20 | 2012-09-14 |
| 4 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-21 | 2016-02-26 |
| 5 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-09-21 | 2016-02-26 |
| 6 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2010-11-19 | 2011-08-06 |
| 7 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-10-22 | 2011-08-06 |
| 8 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-22 | 2011-08-06 |
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