Lam, Wai Man (SFC:AMS301) 林慧敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-12-15 | 2017-09-14 | Rep | Dealing in futures contracts | 2007-10-09 | 2017-09-14 | RO | Dealing in futures contracts | 2017-09-14 | 2021-08-14 | RO | Dealing in securities | 2017-09-14 | 2021-08-14 |
| 2 | Link Asset Management Limited (HK) | Rep | Asset management | 2023-12-18 |
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