Lau, Hiu Fung (SFC:AJH484) 劉曉峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Securities Company Limited (The) | Rep | Advising on securities | 2017-09-28 | 2018-09-28 | Rep | Dealing in securities | 2017-09-28 | 2018-09-28 | Rep | Asset management | 2017-09-28 | 2023-01-16 | RO | Advising on securities | 2018-09-28 | 2023-01-16 | RO | Dealing in securities | 2018-09-28 | 2023-01-16 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-10-15 | 2016-11-30 | Rep | Dealing in securities | 2007-10-15 | 2016-11-30 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-05 | 2007-02-21 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-02-05 | 2007-02-21 |
| 5 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-02-20 | 2017-09-17 |
| 6 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-02-20 | 2017-09-17 |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-02-27 | 2007-10-05 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-02-27 | 2007-10-05 |
| 9 | Wealth Management Cube Limited | RO | Dealing in securities | 2023-06-15 |
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