Leung, Ka Man (SFC:AAJ969) 梁嘉雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-01-29 | 2008-07-31 | Rep | Dealing in securities | 2008-01-29 | 2019-05-01 | Rep | Dealing in futures contracts | 2009-03-24 | 2019-05-01 |
| 2 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | RO | Advising on corporate finance | 2004-12-03 | RO | Asset management | 2004-12-03 | RO | Advising on securities | 2008-06-01 | RO | Dealing in securities | 2008-06-01 |
| 3 | DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED | RO | Advising on corporate finance | 2004-02-13 | RO | Advising on securities | 2004-02-13 | RO | Asset management | 2004-02-13 | RO | Dealing in securities | 2004-02-13 |
| 4 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-05-09 | |
| 5 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-05-09 |
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