Lui, James Ngai Him 雷毅謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-04-28 | Rep | Advising on securities | 2004-04-28 | Rep | Asset management | 2004-04-28 | Rep | Dealing in securities | 2004-04-28 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-11 | 2013-10-31 | Rep | Dealing in securities | 2004-06-11 | 2013-10-31 |
| 3 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2014-01-13 | 2014-01-28 |
| 4 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-04-28 | Rep | Advising on securities | 2004-04-28 | Rep | Asset management | 2004-04-28 | Rep | Dealing in securities | 2004-04-28 |
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