Luk, Yuen Sze 陸婉詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2014-04-03 | Rep | Dealing in futures contracts | 2012-12-24 | 2014-04-03 | Rep | Dealing in securities | 2014-07-17 | 2019-05-01 | Rep | Dealing in futures contracts | 2014-09-11 | 2019-05-01 |
| 2 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2005-05-13 | 2008-06-01 |
| 3 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-05-09 | 2023-09-26 |
| 4 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-05-09 | 2023-09-26 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-06-07 | Rep | Advising on securities | 2004-06-07 | Rep | Asset management | 2004-06-07 | Rep | Automated trading services | 2004-06-07 | Rep | Dealing in securities | 2005-05-11 |
| 6 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2014-04-14 | 2014-07-04 | Rep | Advising on securities | 2014-04-14 | 2014-07-04 | Rep | Dealing in futures contracts | 2014-04-14 | 2014-07-04 | Rep | Dealing in securities | 2014-04-14 | 2014-07-04 |
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