Chan, Wai Sang 陳偉生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-05-21 | 2013-07-12 | RO | Asset management | 2013-07-12 |
| 2 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-08 | 2009-04-30 | Rep | Advising on securities | 2008-09-02 | 2009-04-30 | Rep | Asset management | 2008-09-02 | 2010-03-22 | Rep | Advising on securities | 2011-11-23 | 2012-01-11 | Rep | Dealing in securities | 2011-11-23 | 2012-01-11 | Rep | Asset management | 2011-11-23 | 2012-05-21 | Rep | Dealing in futures contracts | 2011-11-23 | 2012-07-13 | RO | Advising on securities | 2012-01-11 | RO | Dealing in securities | 2012-01-11 | RO | Dealing in futures contracts | 2018-11-22 |
| 3 | Huarong International Securities Limited | Rep | Advising on securities | 2008-10-28 | 2010-06-02 | Rep | Dealing in securities | 2008-10-28 | 2010-06-02 | Rep | Dealing in futures contracts | 2009-01-22 | 2010-11-20 | RO | Advising on securities | 2010-06-02 | 2010-11-20 | RO | Dealing in securities | 2010-06-02 | 2010-11-20 |
| 4 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-25 | 2011-06-28 | RO | Dealing in securities | 2011-06-28 | 2011-11-16 |
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