Hon, Kenneth Sau Yee 韓守義

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2004-01-05 2008-09-17
RO Dealing in securities 2008-09-17 2010-02-22
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2004-01-05 2008-09-17
RO Dealing in futures contracts 2008-09-17 2010-02-22
3 Credit Suisse (Hong Kong) Limited Rep Dealing in futures contracts 2016-04-15 2016-06-15
Rep Dealing in securities 2016-04-15 2016-06-15
RO Dealing in futures contracts 2016-06-15 2022-07-29
RO Dealing in securities 2016-06-15 2022-07-29
Rep Advising on securities 2016-11-16 2022-07-29
4 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2016-04-15 2016-06-15
RO Dealing in securities 2016-06-15 2022-07-29
5 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2010-04-28 2011-06-02
Rep Dealing in securities 2010-04-28 2011-06-02
RO Advising on futures contracts 2011-06-02 2012-03-21
RO Advising on securities 2011-06-02 2012-03-21
RO Dealing in futures contracts 2011-06-02 2012-03-21
RO Dealing in securities 2011-06-02 2012-03-21
6 HSBC SECURITIES BROKERS (ASIA) LIMITED Rep Dealing in securities 2022-10-14 2023-04-27
RO Dealing in securities 2023-04-27
7 Standard Chartered Securities (Hong Kong) Limited Rep Advising on securities 2012-06-19 2012-10-05
Rep Dealing in securities 2012-06-19 2012-10-05
RO Advising on securities 2012-10-05 2016-04-01
RO Dealing in securities 2012-10-05 2016-04-01
RO Advising on futures contracts 2012-12-17 2016-04-01
RO Dealing in futures contracts 2012-12-17 2016-04-01

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