Kuo, Cheung 郭強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2009-02-27 | 2011-03-19 |
| 2 | Chocolate Asset Management Limited | Rep | Asset management | 2019-04-26 | 2020-01-31 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-04-26 | 2011-03-19 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2011-06-14 | 2012-08-09 | DEUTSCHE SECURITIES ASIA LIMITED | RO | 2012-08-09 | 2016-08-23 |
| 4 | BARCLAYS CAPITAL SECURITIES ASIA LIMITED | RO | Dealing in securities | 2003-04-22 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2003-04-26 | 2011-03-19 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2003-04-26 | 2007-07-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2007-07-10 | 2011-02-01 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2011-02-01 | 2011-03-19 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2011-06-14 | 2012-08-09 | DEUTSCHE SECURITIES ASIA LIMITED | RO | 2012-08-09 | 2016-08-23 |
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