Kwong, Marcus Mann 鄺孟芹

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2004-03-13
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2004-03-13
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2004-03-13
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2004-03-13
5 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2004-03-31 2009-04-25
6 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2005-03-31 2009-04-25
7 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2009-06-29 2019-09-27
8 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2009-06-29 2019-09-27
9 DEUTSCHE SECURITIES ASIA LIMITED Rep Automated trading services 2010-06-23 2013-03-06
10 Morgan Stanley Asia Limited Rep Dealing in securities 2019-11-11 2022-03-03
11 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2019-11-11 2022-03-03
12 Morgan Stanley Hong Kong Securities Limited Rep Dealing in securities 2019-11-11 2022-03-03
13 Morgan Stanley Hong Kong Securities Limited Rep Automated trading services 2019-11-19 2022-03-03
14 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2022-07-07
15 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2022-07-07
16 UBS SECURITIES HONG KONG LIMITED Rep Automated trading services 2022-07-07
17 UBS SECURITIES HONG KONG LIMITED Rep Dealing in futures contracts 2022-07-07
18 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2022-07-07

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