Lai, Wai Tsz 黎慧慈

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2003-08-22
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2003-08-22
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2003-08-22
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2003-08-22
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2003-08-22
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2003-08-22
4 Credit Suisse Securities (Hong Kong) Limited Rep Automated trading services 2018-10-08 2022-06-30
5 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2006-02-17 2007-05-14
DEUTSCHE SECURITIES ASIA LIMITED Rep 2007-05-25 2018-06-21
Credit Suisse (Hong Kong) Limited Rep 2018-10-08 2022-06-30
6 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2003-08-22
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2003-08-22
LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep 2003-10-13 2007-05-14
DEUTSCHE SECURITIES ASIA LIMITED Rep 2007-05-25 2018-06-21
Credit Suisse (Hong Kong) Limited Rep 2018-10-08 2022-06-30
Credit Suisse Securities (Hong Kong) Limited Rep 2018-10-08 2022-06-30
Jefferies Hong Kong Limited Rep 2022-09-02

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