Tang, Wenyi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-02-06 | 2015-06-27 | Rep | Dealing in securities | 2009-02-06 | 2015-06-27 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2020-09-30 | |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-09-30 | Rep | Dealing in securities | 2022-05-16 | Rep | Automated trading services | 2022-05-16 | 2023-06-21 |
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