Ho, Raymond Ka Wing 何家榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2005-04-14 | 2006-03-12 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-15 | Rep | Asset management | 2005-02-15 | Rep | Advising on securities | 2006-03-12 |
| 3 | DNB Asset Management (Asia) Limited | Rep | Asset management | 2006-03-17 | 2006-12-13 | RO | Asset management | 2006-12-13 | 2012-07-01 |
| 4 | EFG Asset Management (HK) Limited | Rep | Advising on securities | 2017-03-01 | 2018-05-26 | Rep | Asset management | 2017-03-01 | 2018-05-26 | Rep | Dealing in securities | 2017-03-01 | 2018-05-26 |
| 5 | Hong Capital Partners Limited | RO | Asset management | 2018-06-08 | 2019-06-14 |
| 6 | Regan International Asset Management Limited | Rep | Asset management | 2019-07-04 | 2019-07-17 | RO | Advising on securities | 2019-07-17 | 2022-11-22 | RO | Asset management | 2019-07-17 | 2022-11-22 |
| 7 | TJ Investment Management (HK) Limited | Rep | Advising on securities | 2023-05-02 | 2023-05-17 | Rep | Asset management | 2023-05-02 | 2023-05-17 | RO | Advising on securities | 2023-05-17 | RO | Asset management | 2023-05-17 |
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