Chan, Sau Him 陳守謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AWSG INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2019-01-10 | |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-05-17 | 2013-05-21 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-05-17 | 2013-05-21 |
| 4 | Core Capital Securities Limited | Rep | Dealing in securities | 2017-05-08 | 2017-06-29 | RO | Dealing in securities | 2017-06-29 | 2018-12-15 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-09-27 | 2012-04-09 |
| 6 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-09-27 | 2012-04-09 |
| 7 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-09-27 | 2012-04-09 |
| 8 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-06-11 | 2011-09-16 |
| 9 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-01-03 | 2011-09-16 |
| 10 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2009-11-13 | 2011-01-20 |
| 11 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2013-06-03 | 2017-04-27 |
| 12 | Success Securities Limited | Rep | Dealing in securities | 2013-06-03 | 2017-04-27 |
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