Pang, Lok 彭樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2007-06-28 | 2008-07-25 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-18 | 2008-07-25 |
| 3 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-04-16 | 2010-04-30 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-04-16 | 2018-04-30 |
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