Wang, Xiaochuan (SFC:AQP721) 王曉川
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-08-12 | 2017-08-25 | RO | Dealing in futures contracts | 2017-08-25 |
| 2 | Essence International Financial Holdings Limited | Rep | Dealing in securities | 2010-05-12 | 2011-07-07 | RO | Advising on securities | 2011-07-07 | 2012-08-13 | RO | Dealing in securities | 2011-07-07 | 2014-09-15 |
| 3 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-16 | 2011-07-07 | RO | Advising on securities | 2011-07-07 | RO | Dealing in securities | 2011-07-07 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2008-05-21 | 2010-04-19 |
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