Chan, Siu Ching (SFC:AEF334) 陳少清
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-04-15 | |
| 2 | CVP Securities Limited | Rep | Dealing in securities | 2010-03-29 | 2013-06-03 |
| 3 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-04 | 2016-04-14 |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2007-10-18 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2007-11-02 | 2010-03-24 |
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