Ng, Po Kwan 吳寶坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BERICH BROKERAGE LIMITED | Rep | Advising on corporate finance | 2003-10-21 | Rep | Advising on securities | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Dealing in securities | 2003-10-29 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2003-12-17 | 2003-12-30 |
| 3 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2003-11-17 | 2003-12-16 | Rep | Dealing in securities | 2004-01-02 | 2010-10-18 | RO | Dealing in securities | 2010-10-18 | 2023-09-29 |
| 4 | PINESTONE SECURITIES LIMITED | RO | Dealing in securities | 2023-12-04 |
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