Kwok, Shu Tin 郭樹鈿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-09 | 2013-08-26 |
| 2 | SINO CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-02-14 | Rep | Advising on securities | 2005-02-14 | Rep | Asset management | 2005-02-14 | Rep | Automated trading services | 2007-06-04 | Rep | Dealing in securities | 2011-03-09 |
| 3 | Well Link International Securities Limited | Rep | Dealing in futures contracts | Rep | Advising on futures contracts | 2005-02-14 | Rep | Asset management | 2005-02-14 | Rep | Automated trading services | 2007-06-04 | Rep | Advising on futures contracts | 2012-12-19 | Rep | Dealing in securities | 2013-08-27 | Rep | Advising on securities | 2019-05-03 |
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